Investment Executive Weekly newsletter

Week of February 06, 2021
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Ellen Bessner
Don’t let client preferences come before your legal obligations
Clients may prefer communicating by text, but texting clients comes with risks
February 2, 2021

Research and Markets
Clients may want to rethink their moving plans: CIBC
Think twice before investing in real estate outside urban centres, a new report cautions
February 4, 2021

Research and Markets
How to talk to clients about GameStop
The stock shot up more than 70% in early afternoon trading Friday
January 29, 2021

From the Regulators
Closet indexing class action gets the go-ahead
B.C. court certifies claim against RBC GAM alleging investors overpaid
February 4, 2021

From the Regulators
Wall Street exec admits US$100-million fraud
The scheme involved mismarking, fake investments and Ponzi tactics
January 28, 2021

From the Regulators
MFDA begins sketching map to new SRO
The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation
February 2, 2021

Cary List
Financial literacy: taking the long view
January 29, 2021

Industry News
Waiting period temporarily waived for EI benefits
January 29, 2021

Partners’ Place

Appointment Notices
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