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Thursday February 04, 2021
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From the Regulators
More funds available for victims in Goldpoint case
Ontario's attorney general has recovered another $350K in a case where investors lost $1.7M
February 3, 2021

Ian Russell
Dealers pursue strategic partnerships to offer alternative investments to clients
A number of smaller investment dealers have made acquisitions to improve the depth of their product shelves
February 3, 2021

Research and Markets
U.S. securities class actions drop in 2020 — except those against Canadian firms
Overall caseloads declined, while Covid-19 and SPACs emerged as new issues
February 3, 2021

From the Regulators
ASC rejects rep's appeal of MFDA discipline
The SRO panel's ruling was reasonable, the regulator said
February 3, 2021

Research and Markets
How pension funds are positioning assets
Private equity allocations expected to increase, a poll found
February 3, 2021

Research and Markets
The impact of enhanced ESG disclosure on access to capital, valuations
A Moody's report assesses how post-pandemic ESG priorities, decarbonization and disclosure issues are converging
February 3, 2021

Research and Markets
ETF sales start the year strong
February 3, 2021

Industry News
CIBC's sale of FirstCaribbean rejected by regulators
February 3, 2021

Appointment Notices
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