Investment Executive PM newsletter

Friday December 18, 2020
Your Daily PM e-newsletter and alerts
Go to website

From the Regulators
OSC alleges fraud at Toronto fund manager
Firm ignored clients' investment limits to prop up failing penny stock, regulator alleges
December 18, 2020

Research and Markets
New lockdowns would exacerbate inequality: Moody's
Low-income households would hurt most in the event of further lockdowns, says rating agency
December 18, 2020

From the Regulators
Bloomberg pays $3.1 million to settle OSC case
Subsidiaries allowed institutional investors to trade before getting the regulator's approval
December 18, 2020

Industry News
Hedge fund founders face OSC charges
The regulator alleges that the founders diverted money raised for the fund to other purposes
December 18, 2020

Research and Markets
Green corners of the economy are growing fast: StatsCan
Cleantech and environmental sector growing at double the pace of the overall economy
December 18, 2020

From the Regulators
Whistleblower receives award despite involvement in fraud
SEC also awards whistleblower who initially tipped off their lawyer
December 18, 2020

People
Rudin leaving OSFI in mid-2021
December 18, 2020

Industry News
Retail sales hit $54.6 billion in October: StatsCan
December 18, 2020

Partners’ Place

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions