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Thursday December 17, 2020
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From the Regulators
OSC alleges Bloomberg subsidiaries operated without registration or exemption
The two firms failed to receive approval before providing institutional investors with trading access
December 16, 2020

Research and Markets
Certain cities more vulnerable to housing bubble, CMHC says
Hamilton and Moncton are "highly" vulnerable
December 16, 2020

Industry News
U.S. discount brokerage manipulates inexperienced investors, regulators say
Robinhood Financial is accused of downplaying trading risks
December 16, 2020

Industry News
Pandemic accelerates ESG, investment and tech trends
The time has come to think about risk "like never before"
December 15, 2020

From the Regulators
Prior to the pandemic, shadow banking was surging
The sector now accounts for almost half of global financial assets
December 16, 2020

Research and Markets
Disappointing U.S. retail sales thwart hope for Q4 cheer: BMO
The sales slump is widespread amid pandemic restrictions and supply chain troubles
December 16, 2020

From the Regulators
FCA gives crypto firms an ultimatum
The U.K. regulator calls on investors to abandon firms that aren't already seeking registration
December 16, 2020

Partners’ Place

Appointment Notices
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