Investment Executive PM newsletter

Friday December 11, 2020
Your Daily PM e-newsletter and alerts
Go to website

From the Regulators
Court restores IIROC disciplinary decision
A New Brunswick court has overturned a tribunal's finding that an IIROC proceeding was unfair
December 11, 2020

Research and Markets
Household debt ratio rises to 170.7%, says StatsCan
Debt ratio remains below 2019 Q4 levels
December 11, 2020

From the Regulators
Fraudsman fails to evade BCSC disgorgement order
Nevada Supreme Court upholds lower court ruling, allowing BCSC to enforce hearing panel decision
December 11, 2020

From the Regulators
Madoff victims get more money back
Latest payout brings investor recovery from massive Ponzi scheme to over 80%
December 11, 2020

From the Regulators
Avoiding insider trading on auto-pilot
CSA issues guidance on the use of issuers' ASDPs
December 10, 2020

From the Regulators
U.K. courts grapple with Covid-19 insurance claims
FCA consults on guidance for insurers and clients, as the U.K. Supreme Court considers policy interpretations
December 11, 2020

Products
3iQ launches new cryptoasset fund
December 11, 2020

People
CWB announces executive appointments
December 11, 2020

Partners’ Place

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions