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Tuesday November 24, 2020
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From the Regulators
PI Financial purchase in 2018 financed with fake collateral, IIROC alleges
Two former executives face a hearing next year
November 24, 2020

Industry News
CI takes majority stake in RGT Wealth Advisors
The deal for the Dallas-based RIA with US$4.7B in assets is CI's biggest in the U.S. so far
November 24, 2020

From the Regulators
JP Morgan sanctioned for internal control lapses
Wall Street giant fined by OCC for conflict, risk management failures
November 24, 2020

Research and Markets
Recovery was at risk of stalling even before new curbs: BMO
Economic activity already showed signs of slowing in October, a report says
November 24, 2020

From the Regulators
Gig workers could be paid in stock under SEC proposals
The regulator proposes to allow companies to pay up to 15% of annual pay in securities
November 24, 2020

Research and Markets
U.S. consumer confidence drops as virus spreads
The decline reflected a big drop in consumer expectations for income, business and labour market conditions
November 24, 2020

From the Regulators
IIROC seeks nominees for OBSI board
November 24, 2020

Industry News
Federal economic update coming next week
November 24, 2020

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