Investment Executive Special Alert

Monday November 23, 2020
Financial news you can use
Go to website

News
FP Canada beefs up enforcement
Allegations will now be published in advance of disciplinary hearings
November 23, 2020

News
Proposals to revamp OSC draw criticism
OSC could see split roles for chair & CEO
November 23, 2020

News
SRO merger too simple?
Time to think bigger on SRO reform, say critics
November 23, 2020

Building Your Business
Speaking from experience
Nizar Esmail has lived through market swings and helps his clients find opportunities during times of turmoil
November 23, 2020

News
Task force to address dearth of new listings
A goal for the final report is to spur more independent dealers
November 23, 2020

Focus on Products
Asian countries fuel returns in emerging markets
China, Korea and Taiwan have proven resilient, but India continues to struggle
November 23, 2020

Regulators’ Report Card
What are the toughest CFR challenges for firms?
November 23, 2020

Regulators’ Report Card
Regulators’ efforts to cut red tape continue
November 23, 2020

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions