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Monday November 16, 2020
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Research and Markets
Despite grim conditions, most businesses resilient: StatsCan
With revenues down sharply, most don't see layoffs coming — for now
November 13, 2020
From the Regulators
SEC charges former execs in alleged Wells Fargo scandal
Regulator alleges that executives misled investors by touting phony cross-selling results
November 13, 2020
Manitoba's financial firms remain essential: MSC
From the Regulators
Manitoba's financial firms remain essential: MSC
Firms can remain open despite new mandatory lockdown measures
November 13, 2020
Industry News
Fiera reports Q3 profit as assets grow
Assets under management reached $177.7 billion, up 3.9% from the previous quarter
November 13, 2020
From the Regulators
SEC was already looking, but whistleblower got the goods
Independent analysis uncovers misconduct for an ongoing investigation
November 13, 2020
From the Regulators
Fund managers must prep for future shocks
ESMA calls on managers to take action on liquidity risk
November 13, 2020
From the Regulators
Post-crisis reforms pass Covid-19 test
November 13, 2020
From the Regulators
FINTRAC fines money services firm
November 13, 2020
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