Investment Executive Weekly newsletter

Week of November 14, 2020
Your Weekly e-newsletter and alerts
Go to website

Research and Markets
Why women are less likely to become financial advisors
A report finds women face systemic challenges and are deterred by negative perceptions of the industry
November 10, 2020

From the Regulators
Fund manager had returns but lacked registration, OSC alleges
The regulator has charged a fund manager with registration violations
November 5, 2020

From the Regulators
With investors still owed millions, BCSC freezes fraudster's savings
A hearing panel rejects bid to lift order against registered accounts
November 6, 2020

From the Regulators
Fraudsman gets 10 years in penalty box
Prison time, forfeiture and restitution ordered against man who scammed ex-NHLers
November 12, 2020

Research and Markets
Giving clients a nudge to appoint a trusted contact
Behavioural techniques can help clients designate a trusted contact person, OSC research says
November 9, 2020

Industry News
Boosting fixed-income returns with liquid alternatives
Advisors need to understand the strategies of the products they recommend
November 10, 2020

Industry News
CI Investments rebrands as CI Global Asset Management
November 10, 2020

Research and Markets
Should there be a work-from-home tax?
November 12, 2020

Partners’ Place

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions