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Friday November 13, 2020
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From the Regulators
SEC charges former execs in alleged Wells Fargo scandal
Regulator alleges that executives misled investors by touting phony cross-selling results
November 13, 2020

Industry News
Fiera reports Q3 profit as assets grow
Assets under management reached $177.7 billion, up 3.9% from the previous quarter
November 13, 2020

Research and Markets
Despite grim conditions, most businesses resilient: StatsCan
With revenues down sharply, most don't see layoffs coming — for now
November 13, 2020

From the Regulators
Post-crisis reforms pass Covid-19 test
Efforts to build systemic resilience largely worked during pandemic, FSB says
November 13, 2020

From the Regulators
Fund managers must prep for future shocks
ESMA calls on managers to take action on liquidity risk
November 13, 2020

From the Regulators
FINTRAC fines money services firm
Regulator penalizes Montreal firm for violations of AML rules
November 13, 2020

Industry News
BoC deputy governor warns of long-lasting pandemic 'scars'
November 13, 2020

Industry News
G20 agrees on debt relief framework amid Covid-19
November 13, 2020

Appointment Notices
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