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Friday July 03, 2020
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From the Regulators
Pilot to study trading-fee rebates scrapped
A court ruling against the SEC has implications for Canada
July 2, 2020

From the Regulators
Fund dealer settles complaints-handling case
Firm has compensated clients, enhanced compliance
July 2, 2020

Research and Markets
Advisors optimistic about future growth: survey
Financial professionals expect business to grow over the next three years despite global pandemic
July 2, 2020

Products
New USD high-interest savings ETF from Horizons
High-interest savings ETFs have proven to be popular with investors this year
July 2, 2020

From the Regulators
Helping out harmed investors
NASAA aids states in developing victim assistance funds
July 2, 2020

From the Regulators
CSA provides compliance flexibility
Guidance aims to allow more tailored setups for compliance officers
July 2, 2020

Industry News
Hub International continues buying spree
July 2, 2020

Industry News
Sagicor Financial calls off deal with Scotiabank in Trinidad and Tobago
July 2, 2020

Appointment Notices
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