Investment Executive PM newsletter

Tuesday June 30, 2020
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From the Regulators
Regulators sticking to their plan
A ban on trailers for discounters, a stronger OBSI and protecting seniors remain priorities for the CSA
June 30, 2020

Client Communications
The pandemic could affect when and how clients divorce
Lawyers explain the factors around choosing valuation dates for assets
June 30, 2020

From the Regulators
Industry applauds, investors lament new "best interest" standards
Mixed reaction as DOL seeks to harmonize with SEC rules on broker conduct
June 30, 2020

From the Regulators
Court orders probation for trading ban violation
Woman pleaded guilty to violating BCSC prohibition
June 30, 2020

Research and Markets
Don’t give up on dividend strategies just yet: report
Dividend-paying companies have lagged the broader market recovery, but Richardson GMP encourages investors to keep the faith
June 30, 2020

From the Regulators
Ex-OSC chair joins FINRA board
Maureen Jensen will serve as a public governor for the U.S. SRO
June 30, 2020

From the Regulators
Crypto trading gaining popularity
June 30, 2020

Research and Markets
Statistics Canada says economy posted record 11.6% plunge in April
June 30, 2020

Appointment Notices
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