Investment Executive Weekly newsletter

Week of June 26, 2020
Your Weekly e-newsletter and alerts
Go to website

Industry News
Former advisors suing Investors Group for more than $10M
The firm is alleged to have wrongfully dismissed two former advisors who were promoted to regional director roles
June 24, 2020

Industry News
PBO report puts spotlight on wealthy Canadians
Both the NDP and Green Party have called for a wealth tax
June 18, 2020

Industry News
SRO consolidation is no fait accompli, says OSC head
CSA consultation will focus on self-regulation, not necessarily consolidation
June 23, 2020

Research and Markets
StatsCan finds elevated death rates in Alberta, B.C. and Quebec
Provisional demographic data indicates "excess mortality" since the pandemic arose
June 19, 2020

From the Regulators
IIROC alleges misconduct at PACE Securities
SRO files disciplinary charges as liquidator seeks to transfer clients' accounts
June 18, 2020

From the Regulators
FINRA executive dies
The SRO's head of market regulation, Tom Gira, died June 20
June 23, 2020

From the Regulators
Court green-lights PACE transfer plan
June 22, 2020

Research and Markets
Covid-19 may change banking for good: Moody's
June 19, 2020

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions