Investment Executive AM newsletter

Wednesday June 24, 2020
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Industry News
SRO consolidation is no fait accompli, says OSC head
CSA consultation will focus on self-regulation, not necessarily consolidation
June 23, 2020

Research and Markets
What to expect as the Russell 3000 rebalances
Record trading volumes are expected as "reconstitution" concludes
June 23, 2020

Industry News
New tool helps navigate Covid-19 relief benefits
Online portal breaks down all Covid-19 related benefits, including eligibility requirements
June 23, 2020

Industry News
CSA reports fewer enforcement cases, monetary penalties last year
Referrals between CSA members increased in the last fiscal year
June 23, 2020

Industry News
B.C. to allow electronic wills
Proposed changes would allow technology to be used in drafting and witnessing
June 23, 2020

From the Regulators
OSC adds vice chair, commissioner
Wendy Berman steps in as vice chair, Cathy Singer named commissioner
June 23, 2020

From the Regulators
SEC rewards fraud scheme tipster
June 23, 2020

From the Regulators
FINRA executive dies
June 23, 2020

Products
RBC GAM updates retirement portfolios
June 23, 2020

Appointment Notices
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