Investment Executive AM newsletter

Friday May 29, 2020
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Research and Markets
Satisfaction down among DIY investors
J.D. Power suggests self-directed investing firms focus on client onboarding and mobile apps
May 28, 2020

From the Regulators
AMF enforcement leads to millions in fines, multiple jail sentences
Regulator promises vigilance during pandemic
May 28, 2020

From the Regulators
NASAA paves way for whistleblower awards
Proposed model act provides template for state whistleblower laws
May 28, 2020

Research and Markets
Financial suffering linked with domestic strife: StatsCan
Study finds those under financial pressure worry more about lockdown effects
May 28, 2020

Industry News
OBSI creates consumer interest post on board
The organization is looking for a new consumer interest director
May 28, 2020

From the Regulators
New directors nominated for IIROC's board
The nominees have experience with senior and vulnerable investors
May 28, 2020

People
Information and tech appointments at Sun Life, National Bank
May 28, 2020

Industry News
TSX looks to trade sustainable bonds alongside stocks
May 28, 2020

People
Mawer appoints lead manager for fixed income strategies
May 28, 2020

Appointment Notices
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