Investment Executive AM newsletter

Wednesday May 13, 2020
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From the Regulators
Pre-signed forms remain a problem area for MFDA
Almost half of the proceedings launched by the MFDA in 2019 involved allegations of pre-signed forms
May 12, 2020

Industry News
Convicted swindler dodges jail time thanks to Covid-19
A judge sentenced the “con artist” to house arrest and two years’ probation
May 12, 2020

Ellen Bessner
How to build client trust during the pandemic and beyond
This pandemic is an opportunity to build trust by showing clients your value
May 12, 2020

Products
CI launches three new fixed income mandates
ETFs, mutual funds to be managed by “Bond King” Jeffrey Gundlach
May 12, 2020

Industry News
Feds pledge one-time benefit top-up to seniors in Covid-19 aid
OAS recipients will get $300 and GIS recipients will get $200
May 12, 2020

Industry News
Canaccord partners with Envestnet to provide UMA platform
Rollout should be done by end of the year
May 12, 2020

People
FCAC appoints new deputy commissioner
May 12, 2020

Research and Markets
TMX Group records Q1 profit amid pandemic
May 12, 2020

Partners’ Place

Appointment Notices
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