Investment Executive PM newsletter

Friday May 08, 2020
Your Daily PM e-newsletter and alerts
Go to website

Client Communications
Is now the time to review clients' risk tolerance?
Performing the know-your-client process during a pandemic has both pros and cons
May 8, 2020

Research and Markets
Are April’s unemployment stats a red herring?
Darcy Briggs of Franklin Templeton Canada isn’t attaching much importance to Friday’s dire economic data
May 8, 2020

From the Regulators
IIROC bans former advisor for 5 years for trades based on undisclosed info
Enforcement also included penalties and costs totalling $72,500
May 7, 2020

News
Updated: OSFI freezes pension transfers, but offers relief for older plan members
The freeze is meant to be temporary, but no end date was announced
May 8, 2020

Industry News
Wage subsidy program to be extended as steep job losses continue
More details are expected next week, Trudeau says
May 8, 2020

From the Regulators
Rep who allegedly borrowed from clients banned by MFDA
The former rep, who was banned for his failure to cooperate with an investigation, was also fined $75,000
May 8, 2020

Industry News
IGM reports earnings decline in Q1
May 8, 2020

Research and Markets
U.S. jobless rate spikes to 14.7%, highest since Great Depression
May 8, 2020

Partners’ Place

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions