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Week of March 13, 2020
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From the Regulators
OSC imposes permanent ban on Sam Bouji
Global RESP Corp. to surrender its registration in settlement of case that dates back to 2014
March 10, 2020

Industry News
Broker not to blame for investor's massive tax bill
An Ontario court has ruled that TD Waterhouse was not at fault for a surprise $4.1-million tax bill
March 10, 2020

News
OSC and CSA disagree on deferred sales charges
Fund reps with smaller books are more dependent on DSCs
March 6, 2020

Industry News
Your senior clients may be eligible for these benefits, credits and expenses
Follow these tax tips from the CRA
March 11, 2020

People
RBC’s McKay earned $13.7 million in 2019
David McKay’s total compensation was down compared to 2018, but higher than other banks’ chief executives
March 5, 2020

Research and Markets
Big banks fall behind in serving small businesses
Credit unions and regional banks beat out the Big Five on small business customer satisfaction
March 5, 2020

News
Are tougher RESP dealer rules needed?
March 6, 2020

Industry News
Canada's biggest banks make changes amid virus concerns
March 10, 2020

Ellen Bessner
This coffee shop offers a blueprint on how to build your business
Balzac’s founder Diana Olsen has achieved success by sticking to her strengths — and you can too
March 6, 2020

Appointment Notices
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