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Wednesday March 11, 2020
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Broker not to blame for investor's massive tax bill
Industry News
Broker not to blame for investor's massive tax bill
An Ontario court has ruled that TD Waterhouse was not at fault for a surprise $4.1-million tax bill
March 10, 2020
From the Regulators
OSC imposes permanent ban on Sam Bouji
Global RESP Corp. to surrender its registration in settlement of case that dates back to 2014
March 10, 2020
BCSC gets enforcement power boost
From the Regulators
BCSC gets enforcement power boost
New investigative tools and collection powers are on tap for the provincial regulator
March 10, 2020
Industry News
Quebec budget hikes spending to 'stimulate' economy amid global uncertainty
The Coalition Avenir Quebec government's second budget projects a $2.7-billion surplus
March 10, 2020
Industry News
Equisoft’s new tool measures investors’ financial well-being
The company says the tool can speed up the discovery process for advisors
March 10, 2020
Industry News
Canada's biggest banks make changes amid virus concerns
Several financial institutions said they were changing trading operations as a precautionary measure
March 10, 2020
From the Regulators
Lawyer, industry vet join OSC investor group
March 10, 2020
From the Regulators
Australian regulator aims to address fee problems
March 10, 2020
From the Regulators
ESMA to enhance trade transparency, reporting
March 10, 2020
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