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Week of March 06, 2020
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Industry News
Investors prevail in $100-million BMO class action
Court finds registered account investors were charged undisclosed currency fees for 10 years
March 2, 2020

Industry News
CWB buying T.E. Wealth and Leon Frazer from iA Financial
CWB will add approximately 140 employees and $6 billion in assets under management
March 3, 2020

Industry News
Tax fraud lands scammer in slammer
A tax preparer used his inside knowledge of CRA operations to file fraudulent returns
February 28, 2020

From the Regulators
Steven Seagal under siege by SEC
The actor has settled SEC charges involving his promotion of an ICO
February 27, 2020

From the Regulators
Court green-lights trailer fee class action against TD
An Ontario court certified the class action against TDAM over its funds paying trailers to discount brokers
February 28, 2020

From the Regulators
OSC settles questionable compensation case
Rep's role in circumventing prospectus restriction leads to sanction
March 4, 2020

Industry News
Which campaign promises will make it into the federal budget?
March 2, 2020

Industry News
Court finds Drabinsky tried to dodge debts
February 27, 2020

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