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Monday February 03, 2020
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From the Regulators
Fund rep sanctioned for misappropriating client funds
Rep admitted gambling away money taken from clients
January 31, 2020

From the Regulators
Ex-regulator admits to helping hide Ponzi scheme
The accused accepted Super Bowl tickets, other inducements to help thwart an SEC investigation
January 31, 2020

Industry News
Wellington-Altus clients to get first dibs on new issues from INFOR Financial
The advisory firm announced a “strategic arrangement” with INFOR
January 31, 2020

From the Regulators
Fraud victims may face scam reruns
Saskatchewan's regulator warns about fraudsters hitting targets repeatedly
January 31, 2020

Industry News
Court rules on CannTrust class action conflict
An Ontario court has found that excluding one of CannTrust's underwriters from the case could limit investors' recovery
January 31, 2020

Products
Pender adds two funds
The Vancouver-based investment firm has expanded its lineup of actively managed products
January 31, 2020

Inside Track

Dustyn Lanz
Why some ESG funds hold oil and gas stocks
There are inclusionary and exclusionary approaches to responsible investing
January 31, 2020

Partners’ Place

Appointment Notices
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