Investment Executive PM newsletter

Thursday January 23, 2020
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Industry News
Purpose Advisor Solutions acquires Wealthsimple advisor platform
J-F Courville and Dave Nugent will join the firm as managing partners
January 23, 2020

From the Regulators
Brokerage firm sanctioned for supervisory failures
Firm failed to question sales on risky exempt securities to certain clients
January 23, 2020

Products
EQ Bank raises savings account interest rate above Wealthsimple's
The move comes shortly after Wealthsimple launched a new product
January 23, 2020

Industry News
Global group targets international tax evasion scheme
The Joint Chiefs of Global Tax Enforcement say they've uncovered "significant information" that will lead to criminal charges
January 23, 2020

From the Regulators
CSA ready for trading fee rebate study, but only if SEC follows
Pilot study would examine the effects of banning trading fee rebates
January 23, 2020

Products
Vanguard introduces new single-ticket ETF
The new ETF leverages two existing bond ETFs
January 23, 2020

Research and Markets
Canadian business leaders apprehensive about economy: survey
January 23, 2020

Paul Bourque
Regulators must clarify approach to outside business activities
Unclear rules could deter registered individuals from actively contributing to their communities
January 22, 2020

Appointment Notices
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