Investment Executive AM newsletter

Monday January 20, 2020
Your Daily AM e-newsletter and alerts
Go to website

Industry News
Discount brokers face trailer-fee
class action
The CSA plans to ban the payment of trailer fees to online brokerages later this year
January 17, 2020

From the Regulators
SEC charges Boaz Manor in alleged fraudulent ICO offering
U.S. regulator alleges convicted Portus co-founder used a fake identity to raise more than US$30 million from investors
January 17, 2020

News
DSC ban without Ontario?
Ontario is concerned that DSC ban would hurt smaller investors
January 17, 2020

Building Your Business
Positioning portfolios for a slowdown
Should clients stay the course, exit the market or review their asset mix?
January 17, 2020

Research and Markets
Markets rise on investor optimism
January 17, 2020

Research and Markets
Could a mid-year rate cut be on the horizon?
January 17, 2020

Products
Change to Counsel Global Small Cap Fund
January 17, 2020

From the Regulators
OSFI consults on liquidity rules for smaller institutions
January 17, 2020

People
Empire Life revamps group solutions leadership
January 17, 2020

Inside Track

Research and Markets
What causes clients to be
financially stressed?
Neither income nor age were key characteristics affecting financial stress
January 20, 2020

Partners’ Place

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions