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Wednesday January 15, 2020
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From the Regulators
MX sanctions Deutsche Bank for supervisory shortcomings
Firm gave employees trading access without approval
January 15, 2020

Research and Markets
Advisors key to helping clients invest responsibly: survey
Most respondents to an RBC survey said it was important for their advisor to be knowledgeable about RI
January 15, 2020

Industry News
New platform designed to serve clients with smaller accounts
Agora's Private Client Platform offers model portfolios tailored to clients with average account sizes
January 15, 2020

From the Regulators
Advisor fined $60K for due diligence failures
IIROC says the advisor failed to learn “essential facts” about a client
January 15, 2020

Research and Markets
North American stock markets set new records
New heights reached after the U.S. and China signed a trade deal
January 15, 2020

Research and Markets
Sustainable investing spells trouble for the coal sector: Moody's
A growing demand for sustainability is starting to impact the coal industry's access to capital
January 15, 2020

Research and Markets
VC investment hits record levels in Canada: KPMG
January 15, 2020

Partners’ Place

Appointment Notices
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