Investment Executive AM newsletter

Monday January 13, 2020
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Research and Markets
Survey finds Canadians are concerned about qualifying for a mortgage
Advisors can help allay client concerns
January 10, 2020

Industry News
TMX Group CEO Lou Eccleston steps down following historical allegations
TMX Group said it's in the company's best interests for the CEO to retire early
January 10, 2020

Industry News
CIBC hires former MP Lisa Raitt as vice-chair of global investment banking
Raitt is the latest high-profile politician to move to the banking sector
January 10, 2020

From the Regulators
Retail investors face liquidity risks in alt funds: ESMA
Alternative fund categories with the highest proportion of retail investors are especially vulnerable
January 10, 2020

From the Regulators
MX to debut new trading controls
Exchange seeks to guard against excess volatility in early-morning trading
January 10, 2020

Ellen Bessner
Build your business one KYC update at a time
Why KYC updates have never been more important to your success
January 10, 2020

Appointment Notices
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