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Monday January 06, 2020
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From the Regulators
Canadians charged by SEC for penny stock trading
U.S. regulators lay charges in an alleged international microcap trading fraud
January 2, 2020

From the Regulators
SEC settles with ex-CEO of crypto company
Regulators alleged the man secured a fraudulent Nasdaq listing for his company
January 3, 2020

From the Regulators
OSC seeks input from innovators
The regulator's innovation survey closes Jan. 10
January 2, 2020

From the Regulators
Ex-trader fined, banned by OSC for insider trading
The trader sought insider tips from a Bay Street legal assistant
January 3, 2020

Research and Markets
Investment bankers feel the pinch in 2019
JP Morgan tops global rankings, while RBC was the top Canadian firm
January 3, 2020

Industry News
Markets boost solvency, funding status of Canadian pensions
Rising yields and strong equities supported DB plans in 2019, Aon reports
January 3, 2020

Products
Horizons announces new investment strategy for index ETF
January 3, 2020

Industry News
B.C. government sets a lower home value for those claiming a tax grant
January 3, 2020

Appointment Notices
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