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Week of January 03, 2020
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Industry News
Liberals put changes to employee stock options on hold
The changes were supposed to take effect on Jan. 1
December 19, 2019

Industry News
Slideshow: IE Yearend Quiz
Have you paid attention to what’s been happening in the industry this year? You’re about to find out
December 23, 2019

From the Regulators
Nova Scotia regulator warns about 'unlocking' scams
NSSC says schemes can cost investors their savings, plus trigger taxes
December 23, 2019

From the Regulators
OSC alleges ex-CEO sought contact high from pot sector
The regulator says a company issued false press releases touting plans to enter the cannabis business
December 20, 2019

Building Your Business
CRA takes aim at the wealthy
The agency's HNW audit program is comprehensive and costly for clients, tax practitioners say. If your client is subject to an audit, here's what to do
November 1, 2019

Industry News
CI Financial acquires majority stake in RIA firm
The transaction is part of CI’s plan to grow its presence in the U.S. RIA market
December 23, 2019

From the Regulators
NASAA warns about investor threats for 2020
December 23, 2019

From the Regulators
B.C. court dismisses suit against IIROC
December 23, 2019

Industry News
Annual TFSA contributions up 10% on average: survey
December 18, 2019

From the Regulators
Tipster gets $1 million payout from CFTC
December 20, 2019

Ian Russell
Industry engagement key to burden reduction measures
Engaging with regulators is an important part of ensuring new rules are implemented effectively
December 18, 2019

Appointment Notices
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