Investment Executive Weekly newsletter

Week of December 20, 2019
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Industry News
End-of-year tax tips for 2019
Remind clients of these upcoming opportunities
December 16, 2019

From the Regulators
CSA to ban DSCs everywhere but Ontario
Ontario is considering alternatives to a DSC ban, but will join the CSA in outlawing trailers for discount brokers
December 19, 2019

From the Regulators
Ontario approves CSA's client-focused reforms
Amendments include changes to suitability, know-your-client, conflict of interest and disclosure provisions
December 12, 2019

Industry News
Morneau told to focus on luxury tax and stock options changes
Finance minister also asked to "ensure that wealthy Canadians do not benefit from unfair tax breaks"
December 13, 2019

Research and Markets
Canadian investors value a human touch when it comes to financial advice
Research from IIROC reveals Canadians want flexible, accessible and personalized advice
December 17, 2019

Research and Markets
Many Canadians resigned to never getting out of debt
Two-thirds assume everybody is struggling with debt
December 13, 2019

From the Regulators
CSA promises SRO review for 2020
December 12, 2019

Research and Markets
Housing not the reason for rising insolvencies: CIBC
December 18, 2019

Industry News
OSC alleges crypto miner duped investors
December 17, 2019

From the Regulators
Industry supports regulatory reduction in letters to CSA
December 13, 2019

Cary List
Vision 2020: Taking stock a decade later
Stakeholders must continue working together to ensure all Canadians have the tools they need to achieve financial wellness
December 12, 2019

Appointment Notices
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