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Week of December 06, 2019
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Industry News
Advisor who didn’t report commissions to CRA convicted of tax fraud
An Ontario man has received a two-year conditional sentence and a fine of $445,789
November 28, 2019

People
Desjardins: the restructuring continues
The past few months have seen several high-profile departures at the Quebec-based co-operative. What’s going on?
November 28, 2019

Industry News
Bank of Montreal to trim 5% of workforce, with cuts across business
The move is expected to provide annual savings of $200 million in fiscal 2020
December 3, 2019

From the Regulators
10 important compliance rules to review
Reviewing common disciplinary actions can help protect your practice
November 28, 2019

From the Regulators
Long-time fund rep banned, fined for loans from vulnerable clients
The former rep borrowed more than $100,000 from clients
December 4, 2019

Industry News
Desjardins announces ‘major changes’ to senior management
The changes were announced following an internal review of a privacy breach
December 3, 2019

Industry News
CI Financial acquires majority stake in U.S. firm
November 27, 2019

Practice Management
How to prioritize the time you spend with clients
December 2, 2019

From the Regulators
IIAC calls for rethink on defining in-house accounts
November 29, 2019

Research and Markets
How institutional investors are protecting their portfolios
December 4, 2019

Ellen Bessner
It ain’t over till it’s over
Litigation risk exists even after you’re retired or unable to work
November 29, 2019

Appointment Notices
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