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Friday December 06, 2019
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From the Regulators
Ex-banker gets two years in jail for tipping dad
The man tipped his father to five forthcoming M&A deals
December 5, 2019

Research and Markets
Financial industry venture funding rises in Q3
U.S. deals lead the pack
December 5, 2019

Products
You can't afford to ignore sustainable finance
"There's nothing hotter than all things ESG," said Bloomberg's David Scanlan
December 5, 2019

From the Regulators
Pump and dump in Germany results in Ontario ban
The case involves a B.C. resident
December 5, 2019

From the Regulators
FSRA aims to ease disclosure burden for certain investors
Mortgage brokers can provide shorter disclosure forms to "sophisticated" investors
December 5, 2019

Industry News
Equisoft partners with Refinitiv to offer fund sales platform
The web-based platform aims to help fund wholesalers enhance their value propositions to advisors
December 5, 2019

From the Regulators
ESMA proposes new guidance for rating agencies
December 5, 2019

From the Regulators
OSFI finalizes enhanced liquidity risk guidance
December 5, 2019

Appointment Notices
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