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Monday December 02, 2019
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From the Regulators
IIAC calls for rethink on defining in-house accounts
The association says an IIROC proposal should apply only to employees directly involved in client dealings
November 29, 2019

Industry News
Retiree prevails in options deadline dispute
At issue was the delay between choosing to exercise stock options and the transaction's completion
November 29, 2019

From the Regulators
10 important compliance rules to review
Reviewing common disciplinary actions can help protect your practice
November 28, 2019

Research and Markets
Performance of Canadian pension plans hurt by home-country bias: report
Canadian equities outperformed overseas equities in only three of the past 12 years
November 29, 2019

Industry News
New website gives advisors tools to serve seniors
CSI's Financial Health for Seniors initiative will provide advisors with free resources on serving senior clients
November 29, 2019

Products
3iQ files preliminary prospectus for Bitcoin fund
Canaccord is leading the public offering
November 29, 2019

From the Regulators
FCA sets conduct rules for benchmark operators
November 29, 2019

From the Regulators
G20 reforms curbed lending, but still worth it, FSB finds
November 29, 2019

Ellen Bessner
It ain’t over till it’s over
Litigation risk exists even after you’re retired or unable to work
November 29, 2019

Appointment Notices
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