Investment Executive AM newsletter

Tuesday November 26, 2019
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Industry News
Is now the time to buy energy stocks?
A new report says energy is either a value trap or a great opportunity
November 25, 2019

From the Regulators
IIROC steps up AML guidance
The new guidance, which takes effect in June, will reflect recent changes to AML obligations
November 25, 2019

Research and Markets
Schwab's Ameritrade buyout a positive for TD Bank, DBRS says
The rating agency says TD expects to recognize a sizeable re-evaluation gain at closing
November 25, 2019

From the Regulators
CFTC exempts family offices in split vote
Dissenting commissioner says it's "absurd that the commission is excusing billionaires from the notice-filing requirement"
November 25, 2019

Industry News
Amalgamation of GWL’s lifecos becomes official in January
Company exec says the change will simplify “how advisors choose products”
November 25, 2019

Research and Markets
Financial sector M&A jumps in Q3, GlobalData
Deal value totalled US$57.3 billion in the quarter
November 25, 2019

From the Regulators
Conduct rules for derivatives dealers coming soon, OSC says
November 22, 2019

Appointment Notices
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