Investment Executive AM newsletter

Wednesday November 20, 2019
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Industry News
New association aims to elevate financial planning
The Financial Planning Association of Canada launched on Tuesday
November 19, 2019

From the Regulators
OSC roots out millions in compliance cost savings
New report sets out 107 recommendations aimed at easing the regulatory burden
November 19, 2019

People
Barry Gordon joins Guardian Capital as head of retail asset management
The industry veteran brings 20 years of experience to the role
November 19, 2019

From the Regulators
Hedge fund trader sentenced in mismarking case
A 40-month prison sentence "underscores the seriousness" of the crimes, lawyer says
November 19, 2019

From the Regulators
ASC sanctions advisor who served clients with a suspended registration
The advisor had been in the industry for 30 years
November 19, 2019

Industry News
Working Canadians worried about a comfortable retirement
The latest Sun Life Barometer found 72% of Canadians aren’t living the retirement they expected
November 19, 2019

Research and Markets
Open banking could be transformational, but poses risks
November 19, 2019

Industry News
Fidelity granted licence to operate virtual currency business in New York state
November 19, 2019

Special Reports
The ABCs of ESG
Environmental, social and governance issues are the three pillars of responsible investing
November 18, 2019

Appointment Notices
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