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Thursday November 07, 2019
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From the Regulators
Ontario to review Securities Act for first time in 16 years
Province will create a task force for the review
November 6, 2019

Industry News
Ontario proposes cutting the small business corporate tax rate
Province plans to cut the rate from 3.5% to 3.2% beginning Jan. 1
November 6, 2019

From the Regulators
Enforcement action, sanctions surge in 2019, SEC reports
The increases came in spite of the U.S. federal government shutdown
November 6, 2019

Industry News
Steps advisors can take to help senior clients exposed to fraud
The IFB summit tackled the “developed and sophisticated industry” focused on taking money
November 6, 2019

Industry News
iA Financial Group tops targets in Q3
The insurance and wealth management company saw EPS grow by 15% for a second straight quarter
November 6, 2019

From the Regulators
U.S. firms to pay back overcharged clients, FINRA says
Firms allegedly charged excess fees on education savings plans
November 6, 2019

Industry News
CPPIB steps up focus on climate change, board diversity
November 6, 2019

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