Investment Executive AM newsletter

Tuesday November 05, 2019
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From the Regulators
IIROC settles trading violation case with RBC, Scotia and TD
The banks participated in a deal to help sell off Royal Dutch Shell plc's 8% stake in Canadian Natural Resources Ltd.
November 4, 2019

From the Regulators
B.C. court appoints receiver for crypto platform Einstein Exchange
The BCSC took action when customers on the unregistered exchange couldn't access their assets
November 4, 2019

From the Regulators
Investors can be whistleblowers too, SEC says
A sports auction site allegedly required investors to sign an agreement stating they would not report violations to the SEC
November 4, 2019

Industry News
Ontario’s small business tax decision creates loophole
Experts say it will likely be corrected
November 4, 2019

Industry News
Canadian equities ETFs had a ‘stellar’ October
National Bank reports the ETFs had a strong month weeks after the S&P/TSX hit an all-time high
November 4, 2019

Products
iA Clarington launches new fund, adds ETF versions of existing funds
The firm has also made enhancements to its managed asset program
November 4, 2019

Industry News
Canada Life streamlines seg-fund shelf
November 4, 2019

From the Regulators
Global cryptos could be securities, IOSCO says
November 4, 2019

Special Reports
What is responsible investing, anyway?
Learn the background behind a concept that is much more than a passing trend
November 4, 2019

Appointment Notices
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