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Week of November 01, 2019
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Industry News
New online tool gives users a ‘snapshot’ of their financial well-being
The IG Living Plan Snapshot determines a score based on five financial criteria
October 29, 2019

People
Devan Legare named 2019 winner of IIAC Top Under 40 Award
Award celebrates talented young professionals in the investment industry
October 24, 2019

Industry News
MFDA issues guidance on serving vulnerable clients
SRO recommends asking clients for a trusted contact person, putting temporary holds on suspicious transactions
October 25, 2019

Industry News
Bespoke advice becoming more important in changing industry
Speakers at a Vantage Series event discussed the challenge of providing personalized advice at scale
October 29, 2019

From the Regulators
MFDA bans former Edmonton mutual fund rep
Outside and private dealings lead to $150,000 fine
October 28, 2019

Research and Markets
Earning power doesn't necessarily equate to better financial health, survey finds
TD reports 18% of high income earners have below-average financial health
October 29, 2019

From the Regulators
Banned pair face new charges from OSC
October 24, 2019

From the Regulators
Time to revive SRO merger talks: C.D. Howe paper
October 24, 2019

Research and Markets
Canada’s growing income gap with U.S. explained
October 28, 2019

Industry News
New rules for employee stock option deductions likely to move forward
October 24, 2019

Jamie Golombek
Potential tax changes in light of a Liberal minority
Help clients understand how previously announced tax changes could come to light
October 25, 2019

Appointment Notices
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