Investment Executive Monthly newsletter

Month of October 31, 2019
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From the Regulators
MFDA bans former Edmonton mutual fund rep
Outside and private dealings lead to $150,000 fine
October 28, 2019

From the Regulators
Ending caveat emptor: CSA adopts client-focused reforms
The rules would explicitly require firms to resolve material conflicts of interest in the best interest of their clients
October 3, 2019

Industry News
Will a minority government revisit small business taxation?
Reading between the lines on the Liberals' tax promises
October 22, 2019

Industry News
Paying RRSP, TFSA investment fees from outside the accounts not an advantage, Finance says
The department acknowledges there often isn't a tax motivation when doing so
October 11, 2019

People
What’s next for Canada Life?
The president for Quebec Affairs shares her views on how the insurer will move forward
October 9, 2019

Industry News
What to make of the CSA’s revised client-focused reforms
Experts weigh in on what the new CFRs mean for advisors and investors
October 8, 2019

Research and Markets
What impeachment could mean for U.S. markets
October 2, 2019

Jamie Golombek
Potential tax changes in light of a Liberal minority
Help clients understand how previously announced tax changes could come to light
October 25, 2019

Dustyn Lanz
Research shows investors value sustainability
Study finds causal evidence that retail investors will move assets into RI funds if it is made easier to do so
October 11, 2019

Special Reports
IE's coverage of the 2019 federal election
Canada's 43rd election takes place on Oct. 21, and Investment Executive has been exploring all the issues that matter to financial advisors and their clients. Here is a collection of all our coverage.
17 October 2019


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