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Week of October 25, 2019
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Industry News
Will a minority government revisit small business taxation?
Reading between the lines on the Liberals' tax promises
October 22, 2019

Industry News
Examining wealth tax proposals in Canada and the U.S.
NDP leader Jagmeet Singh listed the party’s “super wealth tax” as a top priority for supporting a minority government
October 17, 2019

From the Regulators
Fund rep's 'egregious' misconduct harms clients, capital markets, MFDA panel says
The former rep has been permanently banned and ordered to pay more than $1.6 million
October 21, 2019

Letters to the Editor
The slow death of Canada’s banking ombudsman
The independent dispute resolution service has been abandoned by most of the big Canadian banks
October 17, 2019

People
Industry veterans move to National Bank Financial
The two investment professionals ran separate practices at Scotiabank and ScotiaMcLeod, respectively
October 21, 2019

Industry News
How past impeachment proceedings affected markets
Analyst notes support for impeaching Trump has "jumped"
October 18, 2019

Industry News
FAIR Canada returns $2.4 million to Jarislowsky Foundation
October 18, 2019

Industry News
Advisors’ reactions mixed following federal election
October 22, 2019

Industry News
Foresters sells life insurance company
October 17, 2019

From the Regulators
Banned reps churned out millions from vulnerable client, FINRA finds
October 21, 2019

Cary List
Why enforcement is more critical than ever
The vigilant enforcement of professional standards is essential to protect consumers and to maintain the integrity of the financial planning profession
October 18, 2019

Appointment Notices
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