Investment Executive PM newsletter

Friday October 25, 2019
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Industry News
MFDA issues guidance on serving vulnerable clients
SRO recommends asking clients for a trusted contact person, putting temporary holds on suspicious transactions
October 25, 2019

Industry News
Average Wall Street salary dropped to US$399K last year
The salary drop tracks with a 17% decline in bonuses
October 25, 2019

People
Devan Legare named 2019 winner of IIAC Top Under 40 Award
Award celebrates talented young professionals in the investment industry
October 24, 2019

Research and Markets
North American stock markets inch closer to new highs after stronger week
S&P/TSX composite index closed up 35.17 points on Friday
October 25, 2019

From the Regulators
B.C. shines a light on corporate secrecy
Private businesses will be required to maintain certain records on their beneficial owners
October 25, 2019

Research and Markets
Australia sees growth in retail RI assets
The proportion of the country's responsible investment assets dedicated to retail investors is roughly double that of Canada
October 25, 2019

Research and Markets
Global political concerns making wealthy investors cautious, UBS survey finds
October 25, 2019

From the Regulators
CSA reveals name for revamped filing system
October 25, 2019

Research and Markets
CMHC expects housing market to recover in next two years after declines
October 25, 2019

Partner Reports

Partner Reports
Community Champion: Jeff Moffat
Jeff Moffat is from Kelowna, British Columbia, and family resilience shaped his commitment to his clients.
October 21, 2019

Partners’ Place

Appointment Notices
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