Investment Executive AM newsletter

Friday October 25, 2019
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People
Devan Legare named 2019 winner of IIAC Top Under 40 Award
Award celebrates talented young professionals in the investment industry
October 24, 2019

Industry News
New rules for employee stock option deductions likely to move forward
Businesses should act now on draft legislation that proposed a $200,000 annual limit for certain companies
October 24, 2019

From the Regulators
Banned pair face new charges from OSC
Regulator alleges duo promoted and sold investments to vulnerable investors through Wealth-e Group
October 24, 2019

From the Regulators
B.C. court orders extradition for trader accused in U.S. penny stock scheme
Alleged market manipulation scheme involved 11 U.S. penny stocks
October 24, 2019

Research and Markets
Minority parliament could spark spending, hamper debt reduction, Fitch says
Liberals will likely need to rely on NDP to pass budgets
October 24, 2019

From the Regulators
OSC issues findings in insider tipping and trading case
A future hearing will determine sanctions against Cornish; allegations against Caruso and Sidders were dismissed
October 24, 2019

Products
Mutual fund sales outpaced ETFs in September
October 24, 2019

Products
Mackenzie launches emerging markets bond ETF
October 24, 2019

Partner Reports

Partner Reports
Community Champion: Jeff Moffat
Jeff Moffat is from Kelowna, British Columbia, and family resilience shaped his commitment to his clients.
October 21, 2019

Partners’ Place

Appointment Notices
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