Investment Executive PM newsletter

Thursday October 24, 2019
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Products
Mutual fund sales outpaced ETFs in September
Both mutual fund and ETF AUM increased last month
October 24, 2019

Industry News
New rules for employee stock option deductions likely to move forward
Businesses should act now on draft legislation that proposed a $200,000 annual limit for certain companies
October 24, 2019

Products
New manager joins Fidelity NorthStar team
Kyle Weaver currently manages three equity funds in the U.S.
October 24, 2019

From the Regulators
Banned pair face new charges from OSC
Regulator alleges duo promoted and sold investments to vulnerable investors through Wealth-e Group
October 24, 2019

Research and Markets
TSX posts modest gain
Dollar, oil move higher
October 24, 2019

From the Regulators
OSC issues findings in insider tipping and trading case
A future hearing will determine sanctions against Cornish; allegations against Caruso and Sidders were dismissed
October 24, 2019

Research and Markets
Minority parliament could spark spending, hamper debt reduction, Fitch says
October 24, 2019

Products
Mackenzie launches emerging markets bond ETF
October 24, 2019

Products
Canada Life makes changes to its Pathways mutual funds
October 24, 2019

From the Regulators
B.C. court orders extradition for trader accused in U.S. penny stock scheme
October 24, 2019

From the Regulators
CSA reviewing insider trading plans
October 24, 2019

From the Regulators
Ex-SEC examiner faces obstruction charge
October 24, 2019


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