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Tuesday October 22, 2019
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Research and Markets
Minority Liberal government has tax, pension implications
Budget 2019 pledges will likely receive renewed attention
October 22, 2019
From the Regulators
BCSC gets beefed up enforcement powers in securities law overhaul
The reforms represent the most extensive amendments to the province's securities laws since the legislation was introduced in 1996
October 21, 2019
From the Regulators
Banned reps churned out millions from vulnerable client, FINRA finds
More than 2,800 trades were placed in the accounts of a client with a severe impairment
October 21, 2019
Research and Markets
Canada’s pension system moves up in global ranking, in spite of ‘large risks’
Report finds Canada has a US$2.5-trillion gap between existing retirement savings and future retirement needs
October 21, 2019
What a coalition government would mean for markets
Research and Markets
What a coalition government would mean for markets
The results could range from benign to serious
October 21, 2019
From the Regulators
Fund rep's 'egregious' misconduct harms clients, capital markets, MFDA panel says
The former rep has been permanently banned and ordered to pay more than $1.6 million
October 21, 2019
People
Industry veterans move to National Bank Financial
The two investment professionals ran separate practices at Scotiabank and ScotiaMcLeod, respectively
October 21, 2019
Research and Markets
A major securities sector hack is inevitable, may be systemic
October 21, 2019
From the Regulators
No more LIBOR charges, U.K.'s SFO declares
October 21, 2019
From the Regulators
ESMA, ASIC cooperate on benchmark oversight
October 21, 2019
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