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Thursday October 10, 2019
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From the Regulators
Investment dealers must own their mistakes, IIROC says
The SRO is cracking down on dealer agreements with retail investors designed to shield firms from liability
October 10, 2019

Industry News
Ontario court green-lights securities class action against Barrick Gold
The court granted the motion for leave concerning an alleged environmental misrepresentation in 2012
October 10, 2019

Products
BMO Insurance announces new investment option for universal life policies
New option aims for enhanced returns with low volatility
October 10, 2019

Research and Markets
Stock markets move higher on optimism at start of U.S.-China trade talks
S&P/TSX composite index was up 42.81 points on Thursday
October 10, 2019

From the Regulators
Financial literacy lagging, FINRA finds
Retail investors' knowledge is "alarmingly low," according to report
October 10, 2019

Research and Markets
Canada's VC market hit record heights in Q3, KPMG reports
Two large software deals were highlights of the quarter
October 10, 2019

Industry News
Enhancing mental health in the financial industry
October 10, 2019

People
Andrew Jappy joins Iress as head of Canadian business
October 10, 2019

Research and Markets
U.S. consumer prices unchanged in September
October 10, 2019

Appointment Notices
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