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Week of October 04, 2019
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Industry News
Former MFDA rep permanently banned for suitability failures
Clients were advised to concentrate their holdings in precious metals sector funds
September 26, 2019

Industry News
Sparks fly between SRO leaders at IFIC conference
The heads of the MFDA and IIROC squared off on the future of SROs
September 26, 2019

Industry News
Liberals promise new luxury vehicle tax
Party also pledges to crack down on corporate tax loopholes
September 30, 2019

From the Regulators
Ending caveat emptor: CSA adopts client-focused reforms
The rules would explicitly require firms to resolve material conflicts of interest in the best interest of their clients
October 3, 2019

Research and Markets
Toronto, Vancouver remain housing bubble risks
UBS reports Toronto is the second most overvalued market in the world
September 30, 2019

Research and Markets
What impeachment could mean for U.S. markets
U.S. political insider warns of the fallout, from stock selloffs to the Democratic nomination
October 2, 2019

People
Gilchrist named head of ScotiaMcLeod
September 30, 2019

From the Regulators
Active funds underperform due to higher costs, ESMA finds
September 27, 2019

Research and Markets
Majority of Canadians living paycheque to paycheque: survey
September 30, 2019

Industry News
CRA announces prescribed interest rates for Q4
October 1, 2019

Jamie Golombek
Foreign pension income is usually taxable
Help clients understand — and budget for — taxes on their foreign pensions
September 27, 2019

Appointment Notices
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