Investment Executive AM newsletter

Monday September 30, 2019
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From the Regulators
Active funds underperform due to higher costs, ESMA finds
Study finds that in 2018, costs ate up 90% of gross returns
September 27, 2019

From the Regulators
U.S. ETF regulation reformed to boost competition
New rules allow certain ETFs to come to market more quickly
September 27, 2019

Research and Markets
Survey finds more clients are discussing fees with advisors
IFIC's annual investor survey sheds light on how CRM2 cost reporting impacts your client
September 27, 2019

From the Regulators
Whistleblower tips feature prominently in CFTC enforcement
Latest tip leads to a US$7 million reward
September 27, 2019

Research and Markets
Online commerce challenges CPI reporting
StatsCan notes that online prices have greater volatility than in-store prices
September 27, 2019

From the Regulators
SEC takes on alleged binary options boiler rooms
Trio allegedly used high-pressure tactics to sell binary options to vulnerable investors
September 27, 2019

From the Regulators
Canadian firm settles U.S. bribery charges
September 27, 2019

Industry News
Stock exchanges promote sustainability
September 27, 2019

Jamie Golombek
Foreign pension income is usually taxable
Help clients understand — and budget for — taxes on their foreign pensions
September 27, 2019

Appointment Notices
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