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Thursday September 26, 2019
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Industry News
Sparks fly between SRO leaders at IFIC conference
The heads of the MFDA and IIROC squared off on the future of SROs
September 26, 2019

Industry News
Ontario Medical Association developing pension-like solution for doctors
Meanwhile, the banks are battling it out for doctors’ business
September 26, 2019

Industry News
Former MFDA rep permanently banned for suitability failures
Clients were advised to concentrate their holdings in precious metals sector funds
September 26, 2019

Research and Markets
Asset managers must innovate: KPMG
Shrinking fees and rising compliance costs pose challenges for firms
September 26, 2019

From the Regulators
MFDA's CE rules get OSC approval
SRO wants to ensure fund reps' skills and industry knowledge remain up to date
September 26, 2019

Industry News
Kik CEO says he's ready to fight SEC until 'we don't have a dollar left'
The move comes after the SEC accused Kik of conducting an illegal offering
September 26, 2019

Research and Markets
Pension regulation should prioritize sustainability, C.D. Howe says
September 26, 2019

From the Regulators
CSA rules on incentives inadequate, IOSCO finds
September 26, 2019

Susan Silma
Helping clients understand what they’re paying for advice
Advisors can build trust with clients by explaining fees
September 25, 2019

Appointment Notices
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