Investment Executive Weekly newsletter

Week of September 20, 2019
Your Weekly e-newsletter and alerts
Go to website

From the Regulators
Investor funds went up in smoke at pot company, OSC alleges
Regulator says company executives diverted investor funds for personal gain
September 13, 2019

From the Regulators
CSA offers sweeping relief to investment funds
The proposed changes include an exemption from delivering Fund Facts disclosure for certain purchases
September 12, 2019

Research and Markets
Canada’s wealthiest are shifting their focus
Wealth creation is less important than wealth preservation, research finds
September 12, 2019

From the Regulators
MFDA settles with FundEX for supervisory shortcomings
The firm will pay a $250,000 fine and $50,000 in costs
September 13, 2019

Research and Markets
Canada rates poorly in Morningstar survey of mutual fund costs
Australia, the U.S. and the Netherlands top the rankings
September 17, 2019

Industry News
Greens promise changes to corporate taxes, capital gains
The party’s platform targets tax loopholes, bank profits and carbon emissions
September 16, 2019

From the Regulators
Lutheran Church admits to breaching securities laws
September 13, 2019

Research and Markets
Young investors are doin' it for the ’Gram
September 18, 2019

From the Regulators
Raymond James settles with SEC for improperly charging clients
September 17, 2019

Industry News
Liberals promise to boost OAS, CPP survivor’s benefit
September 18, 2019

Inside Track

David Reeve
The emergence of the hybrid advisor
How embracing technology can help you build stronger client relationships
September 13, 2019

Partners’ Place

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions