Investment Executive AM newsletter

Friday September 20, 2019
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From the Regulators
Disclosure deficiencies abound, AMF reports
More than half of reviewed cases required remedial action
September 19, 2019

From the Regulators
Unbundling rules pay off for investors, FCA review finds
Regulators found the policy reduced conflicts
September 19, 2019

Industry News
Conservatives pledge to raise age credit
The federal party says it will increase the credit by $1,000 per year, per senior
September 19, 2019

People
KPMG appoints new lead for Canadian tax practice
Lucy Iacovelli brings more than 25 years of experience to the role
September 19, 2019

Products
Meridian launches price-matching GICs
The products allow investors to move to a higher interest rate during the term of a GIC
September 19, 2019

Research and Markets
Tougher OSFI oversight is good for the banks, Moody's says
Greater scrutiny will reduce the likelihood of future improprieties
September 19, 2019

Research and Markets
August saw a slight growth in home prices
September 19, 2019

From the Regulators
FINRA seeks new top cop
September 19, 2019

Appointment Notices
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