Investment Executive AM newsletter

Monday September 16, 2019
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From the Regulators
Investor funds went up in smoke at pot company, OSC alleges
Regulator says company executives diverted investor funds for personal gain
September 13, 2019

From the Regulators
MFDA settles with FundEX for supervisory shortcomings
The firm will pay a $250,000 fine and $50,000 in costs
September 13, 2019

Industry News
Federal Tories promise to bring back public transit tax credit
The Liberal government eliminated the credit in 2017
September 13, 2019

Industry News
EI premiums decline again for 2020
The lower rate offers relief to business owners
September 13, 2019

From the Regulators
Lutheran Church admits to breaching securities laws
Church misled investors about where their money was going
September 13, 2019

Research and Markets
Despite some concerns, majority of Canadians comfortable with AI in finance: report
A TD survey shows 78% are open to new forms of technology
September 13, 2019

Industry News
Possible tax relief for your U.S.-expat client
September 13, 2019

Industry News
Assante launches online investing platform
September 13, 2019

David Reeve
The emergence of the hybrid advisor
How embracing technology can help you build stronger client relationships
September 13, 2019

Appointment Notices
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