Investment Executive Weekly newsletter

Week of September 13, 2019
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Industry News
IIROC’s CE proposals draw criticism
Industry weighs in on proposed changes announced in July
September 6, 2019

From the Regulators
Operators of private investment club get jail time, fines
The pair pleaded guilty to 171 securities law violations
September 10, 2019

From the Regulators
Victims of day trading scheme can claim compensation
Deadline to file a compensation claim is Dec. 6
September 6, 2019

Industry News
Bringing financial planning to the masses
A new tool allows advisors to offer a “lighter financial planning experience” to smaller clients
September 3, 2019

Industry News
New gift planning designation for advisors now available
Program addresses an investment trend that is "increasingly important to investors of all ages"
September 5, 2019

Research and Markets
Canadian wealth market shrinks in 2018
Investor Economics says it's the first decline in household wealth since the global financial crisis
September 10, 2019

Research and Markets
How much do Trump tweets swing the market? Check 'Volfefe'
September 9, 2019

Research and Markets
Money on the mind: survey finds Canadians worry about finances while on the job
September 4, 2019

Products
Look out for bid-ask spreads
September 10, 2019

Research and Markets
Looming threats to bank earnings
September 9, 2019

Partner Reports
Seamless Solutions: Highlights from a BMO Roundtable
As firms scramble to deliver more integrated wealth solutions across multiple generations, businesses and borders, BMO is setting the standard for what’s possible.
September 9, 2019

Appointment Notices
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